VANECK ETF TRUST

Ticker: SMB CUSIP: 92189F528 Class: VANECK SHRT MUNI

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 29,472 Value ($000) $508 Avg Close — Range —
Q4 2016
Shares 25,235 Value ($000) $435 Avg Close — Range —