VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

HBK INVESTMENTS L P's Holding History (CIK: 0001011443)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 17,444 Value ($000) $2,467 Avg Close — Range —
Q3 2019
Shares 31,544 Value ($000) $3,758 Avg Close — Range —
Q2 2019
Shares 31,544 Value ($000) $3,476 Avg Close — Range —
Q1 2019
Shares 31,544 Value ($000) $3,354 Avg Close — Range —
Q4 2018
Shares 31,544 Value ($000) $2,753 Avg Close — Range —
Q2 2018
Shares 103,312 Value ($000) $10,607 Avg Close — Range —
Q1 2018
Shares 2,206 Value ($000) $230 Avg Close — Range —
Q3 2016
Shares 5,000 Value ($000) $347 Avg Close — Range —