VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 200,000 Value ($000) $17,456,000 Avg Close — Range —