VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 478,218 Value ($000) $52,007 Avg Close — Range —
Q4 2018
Shares 369,858 Value ($000) $32,249 Avg Close — Range —
Q3 2018
Shares 667,574 Value ($000) $71,236 Avg Close — Range —
Q2 2018
Shares 2,731,310 Value ($000) $280,424 Avg Close — Range —
Q1 2018
Shares 278,713 Value ($000) $29,161 Avg Close — Range —
Q4 2017
Shares 174,432 Value ($000) $17,059 Avg Close — Range —
Q3 2017
Shares 225,236 Value ($000) $21,023 Avg Close — Range —
Q2 2017
Shares 752,957 Value ($000) $61,918 Avg Close — Range —
Q1 2017
Shares 192,952 Value ($000) $15,385 Avg Close — Range —
Q2 2016
Shares 48,683 Value ($000) $2,762 Avg Close — Range —