VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 80 Value ($000) $9 Avg Close — Range —
Q4 2019
Shares 160 Value ($000) $23 Avg Close — Range —
Q3 2019
Shares 160 Value ($000) $19 Avg Close — Range —
Q2 2019
Shares 160 Value ($000) $18 Avg Close — Range —
Q1 2019
Shares 293 Value ($000) $31 Avg Close — Range —
Q4 2018
Shares 293 Value ($000) $26 Avg Close — Range —