VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 5,000 Value ($000) $1,218 Avg Close — Range —
Q3 2020
Shares 20,000 Value ($000) $3,484 Avg Close — Range —
Q1 2019
Shares 25,000 Value ($000) $2,658 Avg Close — Range —
Q4 2018
Shares 14,900 Value ($000) $1,300 Avg Close — Range —
Q3 2018
Shares 15,000 Value ($000) $1,597 Avg Close — Range —
Q1 2018
Shares 5,000 Value ($000) $521 Avg Close — Range —