VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 13,095 Value ($000) $4,716 Avg Close — Range —
Q3 2025
Shares 13,150 Value ($000) $4,292 Avg Close — Range —
Q2 2025
Shares 13,911 Value ($000) $3,880 Avg Close — Range —
Q1 2025
Shares 24,124 Value ($000) $5,102 Avg Close — Range —
Q4 2024
Shares 14,428 Value ($000) $3,494 Avg Close — Range —
Q3 2024
Shares 14,413 Value ($000) $3,538 Avg Close — Range —
Q2 2024
Shares 14,332 Value ($000) $3,736 Avg Close — Range —
Q1 2024
Shares 14,452 Value ($000) $3,252 Avg Close — Range —
Q4 2023
Shares 14,261 Value ($000) $2,494 Avg Close — Range —
Q3 2023
Shares 14,239 Value ($000) $2,064 Avg Close — Range —
Q2 2023
Shares 14,226 Value ($000) $2,166 Avg Close — Range —
Q1 2023
Shares 7,723 Value ($000) $2,033 Avg Close — Range —
Q4 2022
Shares 5,578 Value ($000) $1,132 Avg Close — Range —
Q3 2022
Shares 10,631 Value ($000) $1,968 Avg Close — Range —
Q1 2022
Shares 16,436 Value ($000) $4,434 Avg Close — Range —
Q4 2021
Shares 7,748 Value ($000) $2,392 Avg Close — Range —
Q3 2021
Shares 7,337 Value ($000) $1,880 Avg Close — Range —
Q2 2021
Shares 7,335 Value ($000) $1,924 Avg Close — Range —
Q1 2021
Shares 11,315 Value ($000) $2,756 Avg Close — Range —
Q4 2020
Shares 11,135 Value ($000) $2,432 Avg Close — Range —
Q3 2020
Shares 11,420 Value ($000) $1,989 Avg Close — Range —
Q2 2020
Shares 1,395 Value ($000) $213 Avg Close — Range —