VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,829 Value ($000) $659 Avg Close — Range —
Q3 2024
Shares 2,627 Value ($000) $646 Avg Close — Range —
Q2 2024
Shares 683 Value ($000) $178 Avg Close — Range —
Q1 2024
Shares 728 Value ($000) $164 Avg Close — Range —
Q4 2023
Shares 199 Value ($000) $35 Avg Close — Range —