VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2025
Shares 19,000 Value ($000) $4,018 Avg Close — Range —
Q3 2022
Shares 700 Value ($000) $129 Avg Close — Range —
Q2 2022
Shares 109,900 Value ($000) $3,171 Avg Close — Range —
Q1 2022
Shares 27,700 Value ($000) $7,474 Avg Close — Range —
Q3 2020
Shares 33,400 Value ($000) $5,818 Avg Close — Range —
Q2 2020
Shares 30,000 Value ($000) $4,584 Avg Close — Range —