VANECK ETF TRUST

Ticker: SMH CUSIP: 92189F676 Class: ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 22 Value ($000) $2 Avg Close — Range —
Q4 2018
Shares 16 Value ($000) $1 Avg Close — Range —