VANECK ETF TRUST

Ticker: GDXJ CUSIP: 92189F791 Class: ETF

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 134,236 Value ($000) $4,316 Avg Close — Range —
Q4 2017
Shares 55,091 Value ($000) $1,880 Avg Close — Range —
Q3 2017
Shares 117,000 Value ($000) $3,930 Avg Close — Range —