VANECK ETF TRUST

Ticker: GDXJ CUSIP: 92189F791 Class: ETF

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 3,500 Value ($000) $133 Avg Close — Range —
Q4 2022
Shares 17,500 Value ($000) $624 Avg Close — Range —
Q3 2022
Shares 35,000 Value ($000) $1,030 Avg Close — Range —
Q1 2022
Shares 75,000 Value ($000) $3,515 Avg Close — Range —