VANGUARD BD INDEX FDS

Ticker: BIV CUSIP: 921937819 Class: Fixed Income ETF

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 4,394 Value ($000) $386 Avg Close — Range —

Q2 2016

Shares 18,032 Value ($000) $1,588 Avg Close — Range —

Q1 2016

Shares 91,091 Value ($000) $7,859 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	4,394	$386	—	—
Q2 2016	18,032	$1,588	—	—
Q1 2016	91,091	$7,859	—	—