VANGUARD BD INDEX FDS

Ticker: BND CUSIP: 921937835 Class: TOTAL BND MRKT

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 2,011 Value ($000) $371 Avg Close — Range —

Q2 2016

Shares 4,381 Value ($000) $369 Avg Close — Range —

Q1 2016

Shares 16,220 Value ($000) $621 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	2,011	$371	—	—
Q2 2016	4,381	$369	—	—
Q1 2016	16,220	$621	—	—