VANGUARD WORLD FDS

Ticker: VPU CUSIP: 92204A876 Class: UTILITIES ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 2,900 Value ($000) $272 Avg Close — Range —
Q3 2015
Shares 2,800 Value ($000) $260 Avg Close — Range —