VANTAGESOUTH BANCSHARES INC

CUSIP: 92209W105 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 104,571 Value ($000) $622 Avg Close — Range —
Q1 2014
Shares 84,679 Value ($000) $595 Avg Close — Range —
Q4 2013
Shares 52,722 Value ($000) $278 Avg Close — Range —
Q3 2013
Shares 58,077 Value ($000) $308 Avg Close — Range —