VANGUARD INDEX FDS

Ticker: VBK CUSIP: 922908595 Class: SML CP GRW ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 4,156 Value ($000) $753 Avg Close — Range —

Q1 2018

Shares 3,702 Value ($000) $607 Avg Close — Range —

Q4 2017

Shares 3,683 Value ($000) $592 Avg Close — Range —

Q3 2017

Shares 3,667 Value ($000) $560 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	4,156	$753	—	—
Q1 2018	3,702	$607	—	—
Q4 2017	3,683	$592	—	—
Q3 2017	3,667	$560	—	—