VANGUARD INDEX FDS

Ticker: VBR CUSIP: 922908611 Class: SM CP VAL ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 2,910 Value ($000) $406 Avg Close — Range —
Q1 2018
Shares 3,802 Value ($000) $492 Avg Close — Range —
Q4 2017
Shares 3,663 Value ($000) $486 Avg Close — Range —
Q3 2017
Shares 3,564 Value ($000) $455 Avg Close — Range —