VANGUARD INDEX FDS

Ticker: VO CUSIP: 922908629 Class: MID CAP ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 22,357 Value ($000) $3,671 Avg Close — Range —
Q2 2018
Shares 22,204 Value ($000) $3,501 Avg Close — Range —
Q1 2018
Shares 22,892 Value ($000) $3,530 Avg Close — Range —
Q4 2017
Shares 24,424 Value ($000) $3,781 Avg Close — Range —
Q3 2017
Shares 24,107 Value ($000) $3,544 Avg Close — Range —
Q2 2017
Shares 23,191 Value ($000) $3,305 Avg Close — Range —
Q1 2017
Shares 23,191 Value ($000) $3,229 Avg Close — Range —
Q4 2016
Shares 24,109 Value ($000) $3,173 Avg Close — Range —
Q3 2016
Shares 23,235 Value ($000) $3,008 Avg Close — Range —
Q2 2016
Shares 21,122 Value ($000) $2,611 Avg Close — Range —
Q1 2016
Shares 21,607 Value ($000) $2,619 Avg Close — Range —
Q4 2015
Shares 15,271 Value ($000) $1,834 Avg Close — Range —