VANGUARD INDEX TRUST SMALL CAP

Ticker: NAESX CUSIP: 922908702 Class: ETF

CARRET ASSET MANAGEMENT, LLC's Holding History (CIK: 0000791490)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 4,000 Value ($000) $216 Avg Close — Range —
Q4 2013
Shares 4,000 Value ($000) $211 Avg Close — Range —