VANGUARD INDEX FDS

Ticker: VUG CUSIP: 922908736 Class: GROWTH ETF

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 2,578 Value ($000) $415 Avg Close — Range —
Q2 2018
Shares 26,370 Value ($000) $4,054 Avg Close — Range —
Q1 2018
Shares 26,320 Value ($000) $3,735 Avg Close — Range —
Q4 2017
Shares 35,385 Value ($000) $4,977 Avg Close — Range —
Q3 2017
Shares 43,746 Value ($000) $5,807 Avg Close — Range —
Q2 2017
Shares 2,578 Value ($000) $328 Avg Close — Range —
Q1 2017
Shares 2,578 Value ($000) $314 Avg Close — Range —
Q4 2016
Shares 2,578 Value ($000) $287 Avg Close — Range —
Q3 2016
Shares 2,502 Value ($000) $281 Avg Close — Range —
Q2 2016
Shares 2,502 Value ($000) $268 Avg Close — Range —
Q1 2016
Shares 2,502 Value ($000) $266 Avg Close — Range —
Q4 2015
Shares 2,502 Value ($000) $266 Avg Close — Range —