VEOLIA ENVIRONNEMENT

Ticker: VEOEY CUSIP: 92334N103 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 31,000 Value ($000) $507 Avg Close — Range —
Q3 2013
Shares 31,000 Value ($000) $531 Avg Close — Range —
Q2 2013
Shares 31,000 Value ($000) $354 Avg Close — Range —