WACHOVIA PFD FUNDING

CUSIP: 92977V206 Class: PREFERRED

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 10,526 Value ($000) $263 Avg Close — Range —
Q3 2013
Shares 736 Value ($000) $19 Avg Close — Range —
Q2 2013
Shares 614 Value ($000) $16 Avg Close — Range —