WADDELL & REED FINL INC

CUSIP: 930059100 Class: CL A

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,100 Value ($000) $36 Avg Close — Range —
Q4 2016
Shares 4,200 Value ($000) $82 Avg Close — Range —
Q3 2015
Shares 59,500 Value ($000) $2,069 Avg Close — Range —
Q2 2015
Shares 59,500 Value ($000) $2,815 Avg Close — Range —
Q1 2015
Shares 73,750 Value ($000) $3,654 Avg Close — Range —
Q4 2014
Shares 59,500 Value ($000) $2,964 Avg Close — Range —
Q4 2013
Shares 2,116 Value ($000) $138 Avg Close — Range —
Q3 2013
Shares 2,396 Value ($000) $123 Avg Close — Range —
Q2 2013
Shares 2,439 Value ($000) $106 Avg Close — Range —
Q1 2013
Shares 22,849 Value ($000) $1,000 Avg Close — Range —
Q4 2012
Shares 45,500 Value ($000) $1,584 Avg Close — Range —
Q3 2012
Shares 108,000 Value ($000) $3,539 Avg Close — Range —
Q2 2012
Shares 108,000 Value ($000) $3,270 Avg Close — Range —
Q1 2012
Shares 108,000 Value ($000) $3,500 Avg Close — Range —
Q4 2011
Shares 108,000 Value ($000) $2,675 Avg Close — Range —
Q3 2011
Shares 64,960 Value ($000) $1,625 Avg Close — Range —
Q2 2011
Shares 105,060 Value ($000) $3,819 Avg Close — Range —