WADDELL & REED FINL INC

CUSIP: 930059100 Class: CL A

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 784 Value ($000) $39 Avg Close — Range —
Q2 2014
Shares 642 Value ($000) $40,183 Avg Close — Range —
Q1 2014
Shares 2,570 Value ($000) $189 Avg Close — Range —