WADDELL & REED FINL INC

CUSIP: 930059100 Class: CL A

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 81,292 Value ($000) $2,329 Avg Close — Range —
Q3 2015
Shares 71,417 Value ($000) $2,483 Avg Close — Range —
Q2 2015
Shares 64,932 Value ($000) $3,071 Avg Close — Range —
Q1 2015
Shares 61,030 Value ($000) $3,023 Avg Close — Range —