WADDELL & REED FINL INC

CUSIP: 930059100 Class: CL A

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 22,175 Value ($000) $445 Avg Close — Range —
Q2 2017
Shares 20,896 Value ($000) $395 Avg Close — Range —
Q1 2017
Shares 16,961 Value ($000) $288 Avg Close — Range —
Q4 2016
Shares 12,672 Value ($000) $247 Avg Close — Range —