WALTER ENERGY INC

CUSIP: 93317Q105 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 483,100 Value ($000) $667 Avg Close — Range —
Q3 2014
Shares 460,750 Value ($000) $1,078 Avg Close — Range —
Q2 2014
Shares 444,490 Value ($000) $2,422 Avg Close — Range —
Q1 2014
Shares 444,490 Value ($000) $3,360 Avg Close — Range —
Q4 2013
Shares 396,550 Value ($000) $6,595 Avg Close — Range —
Q3 2013
Shares 359,610 Value ($000) $5,045 Avg Close — Range —