WALTER ENERGY INC

CUSIP: 93317Q105 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 35,009 Value ($000) $22 Avg Close — Range —
Q4 2014
Shares 33,173 Value ($000) $46 Avg Close — Range —
Q3 2014
Shares 40,569 Value ($000) $95 Avg Close — Range —
Q2 2014
Shares 39,508 Value ($000) $215 Avg Close — Range —
Q1 2014
Shares 94,849 Value ($000) $717 Avg Close — Range —
Q4 2013
Shares 497,417 Value ($000) $8,344 Avg Close — Range —
Q3 2013
Shares 182,025 Value ($000) $2,580 Avg Close — Range —
Q2 2013
Shares 46,750 Value ($000) $486 Avg Close — Range —