WALTER ENERGY INC

CUSIP: 93317Q105 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 19,713 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 26,213 Value ($000) $17 Avg Close — Range —
Q4 2014
Shares 19,163 Value ($000) $26 Avg Close — Range —
Q3 2014
Shares 12,456 Value ($000) $26 Avg Close — Range —
Q2 2014
Shares 16,793 Value ($000) $92 Avg Close — Range —
Q1 2014
Shares 23,412 Value ($000) $177 Avg Close — Range —
Q4 2013
Shares 22,921 Value ($000) $381 Avg Close — Range —
Q3 2013
Shares 26,160 Value ($000) $398 Avg Close — Range —
Q2 2013
Shares 19,401 Value ($000) $202 Avg Close — Range —