WALTER ENERGY INC

CUSIP: 93317Q105 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 2 Value ($000) $0 Avg Close — Range —
Q2 2013
Shares 12 Value ($000) $0 Avg Close — Range —