Wasatch Emerging Markets Small Cap

Ticker: WAEMX CUSIP: 936793884 Class: Mutual Fund

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 107,582 Value ($000) $258 Avg Close — Range —
Q4 2015
Shares 58,971 Value ($000) $143 Avg Close — Range —
Q3 2015
Shares 59,724 Value ($000) $140 Avg Close — Range —
Q2 2015
Shares 55,418 Value ($000) $151 Avg Close — Range —
Q1 2015
Shares 55,945 Value ($000) $149 Avg Close — Range —
Q4 2014
Shares 54,723 Value ($000) $146 Avg Close — Range —
Q3 2014
Shares 44,236 Value ($000) $121 Avg Close — Range —