ALLSPRING INCOME OPPORTUNIT

CUSIP: 94987B105 Class: INC OPPTY FD

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 25,345 Value ($000) $224 Avg Close — Range —
Q4 2014
Shares 25,345 Value ($000) $225 Avg Close — Range —
Q3 2014
Shares 25,345 Value ($000) $229 Avg Close — Range —
Q2 2014
Shares 25,345 Value ($000) $243 Avg Close — Range —
Q1 2014
Shares 26,285 Value ($000) $249 Avg Close — Range —
Q4 2013
Shares 26,285 Value ($000) $243 Avg Close — Range —