ALLSPRING INCOME OPPORTUNIT

CUSIP: 94987B105 Class: INC OPPTY FD

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 11,600 Value ($000) $98 Avg Close — Range —
Q3 2019
Shares 11,600 Value ($000) $96 Avg Close — Range —
Q2 2019
Shares 11,600 Value ($000) $96 Avg Close — Range —
Q3 2017
Shares 10,005 Value ($000) $88 Avg Close — Range —
Q2 2015
Shares 13,000 Value ($000) $107 Avg Close — Range —
Q1 2015
Shares 13,885 Value ($000) $122 Avg Close — Range —
Q4 2014
Shares 13,885 Value ($000) $123 Avg Close — Range —
Q3 2014
Shares 13,640 Value ($000) $123 Avg Close — Range —
Q2 2014
Shares 12,912 Value ($000) $123 Avg Close — Range —
Q1 2014
Shares 13,062 Value ($000) $123 Avg Close — Range —
Q4 2013
Shares 14,485 Value ($000) $133 Avg Close — Range —
Q3 2013
Shares 14,775 Value ($000) $133 Avg Close — Range —
Q2 2013
Shares 14,041 Value ($000) $133 Avg Close — Range —
Q1 2013
Shares 13,257 Value ($000) $133 Avg Close — Range —
Q4 2012
Shares 18,922 Value ($000) $191 Avg Close — Range —
Q3 2012
Shares 17,942 Value ($000) $191 Avg Close — Range —
Q2 2012
Shares 18,941 Value ($000) $191 Avg Close — Range —