WELLS FARGO UTILITIES AND HI

CUSIP: 94987E109 Class: Closed End

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 15,103 Value ($000) $164 Avg Close — Range —
Q4 2019
Shares 15,939 Value ($000) $222 Avg Close — Range —