WESTERN ALLIANCE BANCORP

Ticker: WAL CUSIP: 957638109 Class: EQTY

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,750 Value ($000) $76 Avg Close $22.38 Range $18.60 - $24.57
Q2 2014
Shares 3,310 Value ($000) $78,778 Avg Close $20.37 Range $18.02 - $22.35