WESTERN ASSET EMERGING MKTS

CUSIP: 95766A101 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,301 Value ($000) $23 Avg Close — Range —
Q2 2013
Shares 1,100 Value ($000) $20 Avg Close — Range —