WESTERN ASSET GLOBAL CP DEFI

CUSIP: 95790C107 Class: COM

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,584 Value ($000) $63 Avg Close — Range —
Q2 2016
Shares 2,084 Value ($000) $36 Avg Close — Range —
Q1 2016
Shares 2,084 Value ($000) $34 Avg Close — Range —
Q4 2014
Shares 1,518 Value ($000) $26 Avg Close — Range —