WESTERN ASSET MTG CAP CORP

CUSIP: 95790D105 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 5,792 Value ($000) $85 Avg Close — Range —
Q2 2014
Shares 5,336 Value ($000) $75,611 Avg Close — Range —
Q1 2014
Shares 5,336 Value ($000) $83 Avg Close — Range —
Q4 2013
Shares 5,800 Value ($000) $86 Avg Close — Range —
Q3 2013
Shares 6,750 Value ($000) $108 Avg Close — Range —
Q2 2013
Shares 8,650 Value ($000) $151 Avg Close — Range —