WINDTREE THERAPEUTICS INC

CUSIP: 97382D105 Class: COM

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 480,833 Value ($000) $1,231 Avg Close — Range —
Q2 2016
Shares 533,358 Value ($000) $1,029 Avg Close — Range —