WINDTREE THERAPEUTICS INC

CUSIP: 97382D105 Class: COM

Alyeska Investment Group, L.P.'s Holding History (CIK: 0001453072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 459,364 Value ($000) $524 Avg Close — Range —
Q4 2016
Shares 464,769 Value ($000) $581 Avg Close — Range —
Q3 2016
Shares 461,066 Value ($000) $1,180 Avg Close — Range —
Q2 2016
Shares 464,241 Value ($000) $896 Avg Close — Range —