WINDTREE THERAPEUTICS INC

CUSIP: 97382D105 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,895 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 5,756 Value ($000) $11 Avg Close — Range —