WINDTREE THERAPEUTICS INC

CUSIP: 97382D105 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 664 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 420 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 450 Value ($000) $1 Avg Close — Range —