WINDTREE THERAPEUTICS INC

CUSIP: 97382D105 Class: COM

Summit Financial Wealth Advisors, LLC's Holding History (CIK: 0001632283)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 13,000 Value ($000) $15 Avg Close — Range —
Q4 2016
Shares 13,000 Value ($000) $16 Avg Close — Range —
Q3 2016
Shares 13,000 Value ($000) $33 Avg Close — Range —