WINTRUST FINL CORP

CUSIP: 97650W157 Class: *W EXP 12/19/201

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 300 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 300 Value ($000) $8 Avg Close — Range —
Q1 2016
Shares 300 Value ($000) $7 Avg Close — Range —
Q4 2015
Shares 600 Value ($000) $15 Avg Close — Range —
Q3 2015
Shares 400 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 40 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 50 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 400 Value ($000) $9 Avg Close — Range —
Q1 2014
Shares 300 Value ($000) $8 Avg Close — Range —