WORKHORSE GROUP INC

CUSIP: 98138J206 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 16,000 Value ($000) $220 Avg Close — Range —
Q3 2020
Shares 5,000 Value ($000) $126 Avg Close — Range —