XOMA CORP DEL

CUSIP: 98419J107 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,540 Value ($000) $8 Avg Close — Range —
Q4 2015
Shares 10,476 Value ($000) $14 Avg Close — Range —
Q4 2013
Shares 13,098 Value ($000) $88 Avg Close — Range —