YANZHOU COAL MNG CO LTD

Ticker: YZCAY CUSIP: 984846105 Class: SPON ADR H SHS

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 62,843 Value ($000) $472 Avg Close — Range —
Q4 2013
Shares 67,302 Value ($000) $621 Avg Close — Range —
Q3 2013
Shares 61,774 Value ($000) $591 Avg Close — Range —
Q2 2013
Shares 62,776 Value ($000) $446 Avg Close — Range —