YANZHOU COAL MNG CO LTD

Ticker: YZCAY CUSIP: 984846105 Class: SPON ADR H SHS

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 35,342 Value ($000) $265 Avg Close — Range —
Q1 2014
Shares 68,006 Value ($000) $510 Avg Close — Range —
Q4 2013
Shares 84,121 Value ($000) $776 Avg Close — Range —
Q3 2013
Shares 121,918 Value ($000) $1,166 Avg Close — Range —
Q2 2013
Shares 200,912 Value ($000) $1,428 Avg Close — Range —