YANZHOU COAL MNG CO LTD

Ticker: YZCAY CUSIP: 984846105 Class: SPON ADR H SHS

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 10,000 Value ($000) $80 Avg Close — Range —
Q2 2014
Shares 10,000 Value ($000) $75 Avg Close — Range —
Q1 2014
Shares 10,000 Value ($000) $75 Avg Close — Range —
Q4 2013
Shares 11,599 Value ($000) $107 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $99 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $71 Avg Close — Range —